"sec" in inglés with examples - Collocation dictionary inglés
- "For the sake of fairness and investor protection, the SEC should have required written opinions," she wrote.
- The SEC requires that mutual fund names not be inconsistent with a fund's investments.
- The SEC requires that mutual funds report the average annual compounded rates of return for 1-year, 5-year and 10-year periods using the following formula:
- The SEC required that public companies have audit committees of "outside" directors and that the appointment of auditors be approved by the shareholders.
- The SEC does not require a fund to offer breakpoints in the fund's sales load.
- The SEC required those on the istration documents, U.S. banking policy being what it was.
- Ultimately, the SEC required the company to correct its financial reports, but concluded there was insufficient evidence to pursue an insider trading case against Bush.
- The SEC required only the compensation of current employees be reported to shareholders, not the perks and cash provided to anyone no longer working for the firm.
- Since 1934, the SEC has required disclosure in forms and documents.
- The SEC currently does not require that underwriters publicly report their short positions nor short-covering transactions.
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